Do You Have A Claim?
We Can Tell You If YOU HAVE A CLAIM FOR INVESTMENT LOSSES?
Some of the common problems that people have had with their stockbrokers and registered investment advisors are set forth below.
Stockbrokers and investment advisors have duties and responsibilities to their clients. Stockbrokers can be considered fiduciaries, because of their specialized expertise in financial matters, and the fact that their relationship is based upon the customers' trust.
Ask yourself was every trade is executed correctly. Was every recommendation suitable. Was my broker honest.
We Can Tell You If There Were More Losses Than There Should Be
Are your stock losses to much to bear? When this occurs, it is always appropriate to ask "how did this happen?" Brokers have a duty to the customers who want to take more risk than they can afford and to make certain that customers understand the risks going in.
We can tell you if your account was traded excessive
Did The Broker Explain The Risks Properly?
Before a broker can recommend any investment to a customer, the broker must be satisfied that the customer understands how much can be lost, is willing to risk this amount and can afford to do so. brokers clearly violate this rule when they describe as "safe" or "guaranteed" or "solid" an investment that is very risky. Brokers clearly violate this rule when they describe as "safe" or "guaranteed" or "solid" an investment that is very risky.
Trades You Found Out About Later
Did the broker make a trade in your account without your permission. Unless the customer signed formal agreement for the broker or investment advisor to trade the account, the broker is required to discuss each and every trade with the customer.
Did you have Margin losses
Trading on margin always increases the risk associated with the purchase of any security. Where theis risks properly explained to you.
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If any of these scenarios apply to you, Contact Us!
No obligation no fees, just an opportunity for you to review your options with a nationally recognized securities professional who will tell you the truth about the likelihood of your winning in securities arbitration.
And, if we think we can help you, we have several recovery options available, including a no recovery, no fee option.
Contacting us may well be the
the best investment move you ever made.
